D-9.2, r. 14.1 - Regulation respecting the compulsory professional development of financial planners

Section 18 Disposition versions

2017-05-24

18. The application for recognition must include:

(1)  a description of the training activity in question;

(2)  the procedure for the activity and its duration;

(3)  the number of PDUs requested for the training activity;

(4)  a document explaining how the activity develops the skills and competencies referred to in the first paragraph of section 16;

(5)  if the application is submitted before the activity is held, the name and address of the person responsible for the activity;

(6)  if the application is submitted after the activity is held, by the financial planner personally, any supporting documents for the activity;

(7)  if the application is submitted after the activity is held, by the trainer, organization or educational institution providing the activity, a list of participants.

M.O. 2011-07, s. 18; M.O. 2017-05, s. 4.

2012-09-01

18. The application for recognition must include:

(1)  a description of the training activity in question;

(2)  the procedure for the activity and its duration;

(3)  the number of PDUs requested for the training activity;

(4)  a document explaining how the activity develops the skills and competencies referred to in the first paragraph of section 16;

(5)  if the application is submitted before the activity is held, the name and address of the person responsible for the activity;

(6)  if the application is submitted after the activity is held, by the financial planner personally, any supporting documents for the activity;

(7)  if the application is submitted after the activity is held, by the trainer, organization or educational institution providing the activity, a list of participants.

The application must be accompanied by payment of the fees determined by the Authority for an application for recognition.

M.O. 2011-07, s. 18.